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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-07-14 |
| TX | RA | APPROVED_RES | 2026-07-14 |
Branch Locations
1887 North Center Street, Hickory, NC 28601 • United States
Hickory, NC • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Hickory | NC | 06/2015 | 07/2026 |
| Raymond James Financial Services Advisors Inc. | Hickory | NC | 06/2015 | 07/2026 |
| Lpl Financial | Hickory | NC | 07/2026 | Present |
1. 07/2026 - Renaissance Financial Partners of North Carolina, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 160 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 07/14/2026 2. 07/2026 - BTJ Properties, LLC - Real Estate Rental - Investment Related - 01 Hrs/Mth - 01 Hrs During Trading - Hickory, NC 28601 - OBA Start Date: 10/18/2013
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-29 |
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