Kara M Brockmeier

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → 02/2026
  Premier Financial Partners
  St. Louis, MO
• 04/2011 → 06/2021
  Royal Alliance Associates
  St Louis, MO
• 06/2021 → Present
  Osaic Wealth Inc.
  St. Louis, MO
• 05/2024 → Present
  Nwf Advisory Services
  Los Angeles, CA
• 02/2026 → Present
  Pathmark Wealth Advisors
  St. Louis, MO

Other Businesses

1. UNITED WAY POSITION: Financial Advisor NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/29/2021 ADDRESS: 910 N 11th St,, St. Louis MO 63101, United States DESCRIPTION: Pro bono volunteer work for The United Way. Financial Coaching for participants in their IDA program. I won't be using materials. We just talk very high level and it is a general discussion. I won't be recommending any investments. These are low income families that want to pay down debt or purchase a car, so we strategize ways they can do that. I will coach on budgeting and helping in all areas of financial planning. It's a conversation and giving people action items on making their financial situation better. United way helps low income families purchase a car, buy a home, etc. I'm there to provide guidance on their financial situation. 2. NWF ADVISORY SERVICES POSITION: Investment Advisory Representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 05/28/2024 ADDRESS: 11835 West Olympic Blvd. #1155 East, Los Angeles CA 90064, United States DESCRIPTION: I do financial planning for clients through NWF Advisory Group and receive a fee for those services. I also am a Certified Divorce Financial Analyst and charge a fee for divorce or pre-divorce financial advice through NWF. I work in St. Louis, MO but NWF is located in Los Angeles, CA. 3.WEDGE ADVISORS POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2023 ADDRESS: 540 Maryville Centre Drive, Suite 325, St. Louis MO 63141, United States DESCRIPTION: This is a partnership formed as part of a buy/sell agreement. The partnership name is Wedge Advisors. I am buying in shares and will have a loan payable to Jim Wood for this transaction. 4.PATHMARK WEALTH ADVISORS POSITION: Co-owner NATURE: Marketing name for Wedge Advisors LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/20/2026 ADDRESS: 540 Maryville Centre Drive, Suite 325, St. Louis MO 63141, United States DESCRIPTION: co-owner, meet with clients, CFP(r) Registered advisor w-2 with Wedge Advisor and co-owner. I also offer traditional life insurance products where appropriate.

Exams

• S66 Uniform Combined State Law Examination
  2011-12-01

Designations

• Certified Financial Planner

Other Names

• Kara Michelle Maxwell
• Kara M Maxwell