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Michael Scott Vantusko

Stratos Wealth Partners, Ltd

Broadview Heights, OH

CRD 5380391

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Employer firm

Stratos Wealth Partners, Ltd CRD 153184

$18.6B regulatory AUM 376 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-07-06
OH RA APPROVED 2020-09-11
TX RA APPROVED_RES 2020-09-11
  • AZ RA
    APPROVED
    Since 2021-07-06
  • OH RA
    APPROVED
    Since 2020-09-11
  • TX RA
    APPROVED_RES
    Since 2020-09-11

Branch Locations

Broadview Heights, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Scottsdale AZ 09/2013 09/2020
Morgan Stanley Private Bank, National Association New York NY 01/2015 09/2020
Lpl Financial Llc Broadview Heights OH 09/2020 Present
Stratos Wealth Partners, Ltd Broadview Heights OH 09/2020 Present
  • 09/2013 → 09/2020
    Scottsdale, AZ
  • 01/2015 → 09/2020
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 09/2020 → Present
    Lpl Financial Llc
    Broadview Heights, OH
  • 09/2020 → Present
    Broadview Heights, OH
Previous Registrations
  • 2013-10-22 → 2020-09-15
    Scottsdale, AZ
    Cleveland, OH
Other Businesses

1. 9/11/2020 - Cardinal Capital Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 9/11/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 9/11/2020 - Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 9/11/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 3. 9/11/2020 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4. 9/18/2020 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 9/11/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 09/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 9/18/2020 - Stratos Wealth Partners, LTD - DBA: (Hybrid) Cardinal Capital Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 9/11/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-10-12
S63 Uniform Securities Agent State Law Examination 2011-11-21
  • S65 Uniform Investment Adviser Law Examination
    2013-10-12
  • S63 Uniform Securities Agent State Law Examination
    2011-11-21
Other Names
  • Michael S Vantusko

View on SEC IAPD

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