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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-26
  • NY RA
    APPROVED
    Since 2021-05-26

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

1688 Monroe Ave, Rochester, NY 14618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Rochester NY 12/2014 Present
Private Advisor Group, Llc Rochester NY 06/2016 Present
Previous Registrations
  • 2009-08-27 → 2014-12-12
    M&T Securities, Inc.
    Frackville, PA
    Rochester, NY
    Batavia, NY
    Lyndonville, NY
    Corfu, NY
    Oakfield, NY
    Elba, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Rochester, NY
    Rochester, NY
    Henrietta, NY
    Rochester, NY
    Fayetteville, NY
    Manlius, NY
    East Syracuse, NY
    Syracuse, NY
    Buffalo, NY
    Rochester, NY
    Rochester, NY
    Brockport, NY
    Village Of Honeoye Falls, NY
    Rochester, NY
    Victor, NY
    Rochester, NY
    Rochester, NY
    Rochester, NY
    Rochester, NY
Other Businesses

1) 12/09/2014: Monarch Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start 12/08/2014 - 100% Time Spent 2) 11/03/2016: Private Advisor Group, LLC - Registered Investment Advisor Hybrid - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/3/16. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial 3) 11/03/2016: Private Advisor Group - Registered Investment Advisor DBA - DBA: (Hybrid) Monarch Wealth Management, LLC - Investment Related - At Reported Business Location(s) - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/3/16. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 4/7/2017: Specific Solutions - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/21/2017 - 2 Hours Per Month/0 Hours During Securities Trading. 5) 12/17/2018 - Monarch Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date: 11/01/2018 - 8 Hours Per Month/8 Hours During Securities Trading. 6) 12/14/2021 - Monarch Destinations - Investment Related - Kissimmee, FL 34747 - Real Estate Rental - Start Date: 11/23/2021 - 1 Hour Per Month/0 Hours During Securities Trading - LLC Setup to purchase a vacation/rental property. 7) 05/18/2022 - Rentals On The Hill, LLC - Investment Related - Rochester, NY 14608 - Real Estate Rental - Owner - Start Date: 06/10/2010 - 5 Hour Per Month/0 Hours During Securities Trading 8) 08/30/2022 - Monarch Wealth Management Holdings, LLC - Not Investment Related - Rochester, NY 14618 - Real Estate Rental - Start Date - 08/01/2022 - 1 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-08-25
S63 Uniform Securities Agent State Law Examination 2007-08-01
  • S65 Uniform Investment Adviser Law Examination
    2009-08-25
  • S63 Uniform Securities Agent State Law Examination
    2007-08-01

View on SEC IAPD

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