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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-26 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
1688 Monroe Ave, Rochester, NY 14618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Rochester | NY | 12/2014 | Present |
| Private Advisor Group, Llc | Rochester | NY | 06/2016 | Present |
1) 12/09/2014: Monarch Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start 12/08/2014 - 100% Time Spent 2) 11/03/2016: Private Advisor Group, LLC - Registered Investment Advisor Hybrid - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/3/16. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial 3) 11/03/2016: Private Advisor Group - Registered Investment Advisor DBA - DBA: (Hybrid) Monarch Wealth Management, LLC - Investment Related - At Reported Business Location(s) - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/3/16. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 4/7/2017: Specific Solutions - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/21/2017 - 2 Hours Per Month/0 Hours During Securities Trading. 5) 12/17/2018 - Monarch Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date: 11/01/2018 - 8 Hours Per Month/8 Hours During Securities Trading. 6) 12/14/2021 - Monarch Destinations - Investment Related - Kissimmee, FL 34747 - Real Estate Rental - Start Date: 11/23/2021 - 1 Hour Per Month/0 Hours During Securities Trading - LLC Setup to purchase a vacation/rental property. 7) 05/18/2022 - Rentals On The Hill, LLC - Investment Related - Rochester, NY 14608 - Real Estate Rental - Owner - Start Date: 06/10/2010 - 5 Hour Per Month/0 Hours During Securities Trading 8) 08/30/2022 - Monarch Wealth Management Holdings, LLC - Not Investment Related - Rochester, NY 14618 - Real Estate Rental - Start Date - 08/01/2022 - 1 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-01 |
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