Joshua Keith Scott

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Charlotte, NC
• 02/2014 → Present
  Tiaa
  Charlotte, NC

Previous Registrations

• 2011-08-22 → 2014-02-13
  Td Ameritrade, Inc.
  Columbia, SC
  Charlotte, NC
• 2011-07-13 → 2014-02-13
  Td Ameritrade Investment Management, Llc
  Columbia, SC
  Charlotte, NC
• 2009-12-08 → 2011-02-02
  Uvest Financial Services Group, Inc.
  Columbia, SC
  Rock Hill, SC
  Florence, SC
  Columbia, SC

Other Businesses

(1) RENTAL PROPERTY POSITION: Owner and landlord NATURE: Rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2015 ADDRESS: 5956 McNair RD, Charlotte NC 28212, United States DESCRIPTION: Owner and landlord responsibilities (2) HOA BOARD FOR MY NEIGHBORHOOD POSITION: Treasurer NATURE: Home owners Association INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/11/2022 ADDRESS: Home Address, Belmont NC 28012-8693, United States DESCRIPTION: Treasurer of our HOA board

Exams

• S66 Uniform Combined State Law Examination
  2009-12-02

Other Names

• Joshua Scott
• Josh Keith Scott
• Josh Scott
• Joshua K Scott