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Daniel Joseph Fuller

Usa Financial Securities LLC

Ada, MI

Camp Hill, PA

CRD 5380250

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Employer firm

Usa Financial Securities LLC CRD 103857

$297M regulatory AUM 374 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Usa Financial Securities Llc

6020 East Fulton Street, Ada, MI 49301 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-09-02
  • PA RA
    APPROVED
    Since 2016-09-02

Branch Locations

6020 East Fulton, Ada, MI 49301 • USA

3901 Hartzdale Dr. Suite 110, Camp Hill, PA 17011 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kingdom Wealth Management Camp Hill PA 04/2006 Present
H. Beck, Inc. Rockville MD 07/2007 09/2016
Usa Financial Securities Ada MI 09/2016 Present
  • 04/2006 → Present
    Kingdom Wealth Management
    Camp Hill, PA
  • 07/2007 → 09/2016
    H. Beck, Inc.
    Rockville, MD
  • 09/2016 → Present
    Usa Financial Securities
    Ada, MI
Previous Registrations
  • 2008-01-03 → 2016-09-02
    Grove Point Investments, Llc
    Mechanicsburg, PA
Other Businesses

1) KINGDOM WEALTH MANAGEMENT INC. - 3901 HARTZDALE DR. SUITE 110, CAMP HILL, PA 17011. START DATE 1/10/2008. INSURANCE AGENT. INSURANCE SALES INCLUDING LIFE, HEALTH & MEDICARE. INVESTMENT RELATED. 40 HOURS PER MONTH DEVOTED TO BUSINESS. 120 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-11
  • S66 Uniform Combined State Law Examination
    2007-12-11
Other Names
  • Daniel J Fuller
  • Dan Fuller

View on SEC IAPD

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