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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-10-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Menlo Park | CA | 06/2012 | Present |
| Bank Of America, N.A. | Menlo Park | CA | 01/2013 | Present |
FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PRODUCTION CARBIDE AND STEEL INVESTMENT RELATED: Y ADDRESS OF BUSINESS: WARREN, MICHIGAN 480896 POSITION, TITLE, ASSOCIATION: FAMILY HELD START DATE OF RELATIONSHIP: 1/15/1986 NUMBER OF HOURS DEVOTED: 0 ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ENTITY OPERATES AS A STEEL DISTRIBUTION BUSINESS AND AN INVESTMENT HOLDING COMPANY. I HAVE MINORITY OWNERSHIP IN THIS FAMILY-OWNED BUSINESS WITH NO DIRECT INVOLVEMENT WHATSOEVER. I*65586 For profit or not for profit: For-Profit Organization Name of outside business organization: P. Kahn LLC Investment related: Yes Address of business: Encino, California 91436Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 7/29/2013Number of hours devoted: 5 hrs Annually Number of hours devoted during trading hours: 0 Duties: Pass-through entity to be used for outside investments. Primarily alternative investments (primarily venture capital). I am manager of the LLC and determine which investments pass through this structure. I*62204 For profit or not for profit: For-Profit Organization Name of outside business organization: Marpatan, LLC Investment related: Yes Address of business: Warren, Michigan 48089Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 1/1/2013Number of hours devoted: 0 Annually Number of hours devoted during trading hours: 0 Duties: It is a holding company for the real estate for which my family business Production Tool Supply sits on. I have no responsibility or tasks associated with this company.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-16 |
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