Oliver Paul Gooden

Employer firm

Cg Advisory Services CRD 110929

$4.64B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cg Advisory Services

148 E Grand River Ave., Williamston, MI 48895 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2019-04-22

NC RA
APPROVED

Since 2019-04-22

Branch Locations

7422 Carmel Executive Park Drive Suite 320, Charlotte, NC 28226 • United States

148 E Grand River Ave., Williamston, MI 48895 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Steben & Company Inc	Gaithersburg	MD	11/2014	03/2019
Wealth Advisory Group	Williamston	MI	03/2019	Present
Geneos Wealth Mangement	Charlotte	NC	04/2019	06/2020

11/2014 → 03/2019

Steben & Company Inc

Gaithersburg, MD
03/2019 → Present

Wealth Advisory Group

Williamston, MI
04/2019 → 06/2020

Geneos Wealth Mangement

Charlotte, NC

Previous Registrations

2010-09-20 → 2014-12-05

Ameriprise Financial Services, Llc

Sterling Hts, MI

Other Businesses

1) WILL WORK AS A REGISTERED ASSISTANT FOR THE WEALTH ADVISORY GROUP LOCATED AT BRANCH LOCATION-40 HOURS PER WEEK. 2)CAPITAL ASSET ADVISORY SERVICES LLC-REGISTERED ASSISTANT.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-08-03

S66 Uniform Combined State Law Examination

2010-08-03

Designations

Chartered Financial Analyst

Other Names

Oliver Gooden

View on SEC IAPD