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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-09
  • NY RA
    APPROVED
    Since 2021-06-09

Branch Locations

849 Fairport Road, East Rochester, NY 14445-1909 • United States

625 Panorama Trail, Rochester, NY 14625 • United States

Pittsford, NY • United States

2201 Penfield Rd., Penfield, NY 14526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities Rochester NY 05/2016 Present
Lpl Financial Llc East Rochester NY 06/2021 Present
Lpl Financial Llc East Rochester NY 06/2021 Present
Previous Registrations
  • 2016-05-16 → 2021-06-09
    M&T Securities, Inc.
    Rochester, NY
    Village Of Honeoye Falls, NY
    Cheektowaga, NY
    Hilton, NY
    Rochester, NY
    Rochester, NY
    Penfield, NY
    Syracuse, NY
    Baltimore, MD
    East Rochester, NY
    Rochester, NY
    Village Of Honeoye Falls, NY
  • 2014-10-15 → 2016-06-15
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2013-06-13 → 2014-10-09
    Pittsford, NY
    Rochester, NY
    Pittsford, NY
  • 2011-08-22 → 2012-10-23
    Buffalo, NY
Other Businesses

North American Breweries - Bartender----

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-19
  • S66 Uniform Combined State Law Examination
    2011-08-19
Other Names
  • Jake C Boyce
  • Jacob C Boyce

View on SEC IAPD

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