James Clauser

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → 05/2020
  Usaa Financial Advisors, Inc.
  San Antonio, TX
• 01/2009 → 05/2020
  Usaa Financial Planning Services
  San Antonio, TX
• 01/2018 → 05/2020
  Usaa Investment Management Company
  San Antonio, TX
• 05/2020 → Present
  Charles Schwab & Co., Inc.
  San Antonio, TX
• 08/2021 → Present
  Charles Schwab Bank, Ssb
  San Antonio, TX

Previous Registrations

• 2018-01-08 → 2020-05-24
  Usaa Investment Services Company
  San Antonio, TX
• 2009-01-02 → 2018-01-08
  Usaa Financial Planning Services
  San Antonio, TX
• 2008-03-05 → 2008-12-31
  Usaa Investment Services Company
  San Antonio, TX

Other Businesses

1) Clauser LLC | Investment Related:No|Education|Co- Owner of the Clauser, LLC|4/21/2025|Less than 20|0|My primary responsibility will be to oversee and manage the overall financial operations of the LLC. , 2) Rover | Investment Related:No|Other|Dog Sitter|9/10/2025|Less than 20|0|My wife has signed up for rover.com. She will be watching dogs at our home address, while the pet owners are away.

Exams

• S66 Uniform Combined State Law Examination
  2008-03-03