Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-10
MN RA APPROVED 2024-05-09
  • TX RA
    APPROVED_RES
    Since 2024-05-10
  • MN RA
    APPROVED
    Since 2024-05-09

Branch Locations

8300 Norman Center Dr, Bloomington, MN 55437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Edina MN 06/2009 05/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomington MN 05/2024 Present
Bank Of America, N.A. Bloomington MN 08/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-07
  • S66 Uniform Combined State Law Examination
    2007-09-07

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Bloomington, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor