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Kathryn Anne Prescott

Strategic Advisers LLC

Phoenix, AZ

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • AZ RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors, Inc. Phoenix AZ 09/2007 05/2020
Usaa Financial Planning Services Phoenix AZ 11/2008 05/2020
Usaa Investment Management Company San Antonio TX 01/2018 05/2020
Charles Schwab & Co., Inc. Phoenix AZ 05/2020 06/2021
Charles Schwab Bank Ssb Phoenix AZ 05/2020 06/2021
Fidelity Investments Phoenix AZ 07/2021 Present
Fidelity Investments Boston MA 03/2025 Present
  • 09/2007 → 05/2020
    Usaa Financial Advisors, Inc.
    Phoenix, AZ
  • 11/2008 → 05/2020
    Usaa Financial Planning Services
    Phoenix, AZ
  • 01/2018 → 05/2020
    Usaa Investment Management Company
    San Antonio, TX
  • 05/2020 → 06/2021
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 05/2020 → 06/2021
    Charles Schwab Bank Ssb
    Phoenix, AZ
  • 07/2021 → Present
    Fidelity Investments
    Phoenix, AZ
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-12
  • S66 Uniform Combined State Law Examination
    2007-10-12
Other Names
  • Kathy Prescott

View on SEC IAPD

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