David Sheldon Coles

Employer firm

Farther CRD 302050

$16.0B regulatory AUM 450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2006 → 03/2025
  Wealth Management & Business Concepts
  Lake Forest, CA
• 01/2021 → Present
  Coastal Yachting
  Laguna Niguel, CA
• 07/2015 → 08/2024
  Triad Advisors, Inc.
  Norcross, GA
• 08/2024 → 01/2025
  Osaic Wealth, Inc.
  Irvine, CA
• 12/2024 → Present
  Farther Finance Advisors
  Irvine, CA

Previous Registrations

• 2015-02-26 → 2025-03-22
  Wmbc
  Irvine, CA
• 2012-04-17 → 2014-12-31
  Wmbc
  Lake Forest, CA
  Irvine, CA

Other Businesses

1)Human Wealth,Inc;investment related;23201 Lake Center Drive,Suite 214,Lake Forest,CA 92630;provide financial advisors a planning process & coaching;president;1/1/2020;40 hrs/month;2 hrs during trading;business development,process development, & oversee the direction & growth of the company 2)Coastal Yachting LLC;not investment related;26033 Getty Drive,Unit 420,Laguna Niguel,CA 92677;llc;owner;1/1/2022;2 hrs/month;0 hrs during trading;bookkeeping and minor maintenance on the sailing yacht

Exams

• S66 Uniform Combined State Law Examination
  2008-04-17