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Scott W. Zimmerman

Mariner

Charlotte, NC

Charlotte, NC

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-04-08
  • NC RA
    APPROVED
    Since 2025-04-08

Branch Locations

Charlotte, NC • United States

6000 Fairview Rd Suite 1200, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sip Charlotte NC 12/2013 11/2020
Ubs Financial Services Inc. Charlotte NC 01/2015 12/2020
Jp Morgan Chase Bank, N.A. Charlotte NC 12/2020 04/2025
Jp Morgan Securities, Llc Charlotte NC 12/2020 04/2025
Mariner Overland Park KS 04/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-30
  • S66 Uniform Combined State Law Examination
    2014-01-30
Designations
Other Names
  • Scott William Zimmerman

View on SEC IAPD

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