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Stephen Gerard Royce

Lcm Capital Management Inc

Chicago, IL

CRD 5379406

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Employer firm

Lcm Capital Management Inc CRD 111074

$403M regulatory AUM 5 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Lcm Capital Management Inc

209 W. Jackson Boulevard Suite 777, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2007-08-15
  • IL RA
    APPROVED
    Since 2007-08-15

Branch Locations

209 W. Jackson Boulevard Suite 777, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Chicago IL 07/2007 Present
  • 07/2007 → Present
    Self Employed
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-14
  • S65 Uniform Investment Adviser Law Examination
    2007-08-14
Other Names
  • Steve Gerard Royce

View on SEC IAPD

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Nearby Investors

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CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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