James Erling Shafer

Employer firm

Momentum Independent Network Inc. CRD 17587

$1.61B regulatory AUM 15 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → Present
  Sws Financial Services
  Amarillo, TX

Previous Registrations

• 2008-01-10 → 2011-09-12
  Waddell & Reed
  Amarillo, TX
  Colleyville, TX

Other Businesses

1] Amarillo Area Estate Planning Council, Amarillo, TX, Investment Related/Non-Profit, Board Position, Start date 8/1/2024, 1 HR/Month Non-Business hours, 1 HR/Month Trading Hours

Exams

• S66 Uniform Combined State Law Examination
  2008-01-09

Designations

• Certified Financial Planner