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601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-12-21 |
Branch Locations
2911 Lake Vista Drive, Lewisville, TX 75067 • United States
601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tdameritrade Inc | Fort Worth | TX | 01/2012 | 01/2019 |
| Charles Schwab & Co., Inc. | Westlake | TX | 02/2019 | 05/2021 |
| Charles Schwab Bank | Westlake | TX | 02/2019 | 05/2021 |
| Ally Invest Advisors | Charlotte | NC | 12/2021 | Present |
| Ally Invest Securities Llc | Lewisville | TX | 09/2021 | Present |
| Unemployed | Fort Worth | TX | 05/2021 | 09/2021 |
Dos Rios Audio Engineering | Not investment related | Fort Worth, TX | Electronics, Components, or Semiconductor Manufacturing | Design Engineer, Owner | 1/01/2020 | 5 hours a month, all outside market hours | Design, Build, Market, and sell Guitar Pedals and Amplifiers. Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Sr. Analyst BL Risk. Dually licensed. 05/05/2022. 21-40hrs/month. Review and evaluate interactions in regards to risk and quality of Wealth Advisors within Ally Wealth Management.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-11 |
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