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Current Employers
Ally Invest Advisors

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-21
  • TX RA
    APPROVED
    Since 2021-12-21

Branch Locations

2911 Lake Vista Drive, Lewisville, TX 75067 • United States

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade Inc Fort Worth TX 01/2012 01/2019
Charles Schwab & Co., Inc. Westlake TX 02/2019 05/2021
Charles Schwab Bank Westlake TX 02/2019 05/2021
Ally Invest Advisors Charlotte NC 12/2021 Present
Ally Invest Securities Llc Lewisville TX 09/2021 Present
Unemployed Fort Worth TX 05/2021 09/2021
  • 01/2012 → 01/2019
    Tdameritrade Inc
    Fort Worth, TX
  • 02/2019 → 05/2021
    Westlake, TX
  • 02/2019 → 05/2021
    Charles Schwab Bank
    Westlake, TX
  • 12/2021 → Present
    Charlotte, NC
  • 09/2021 → Present
    Ally Invest Securities Llc
    Lewisville, TX
  • 05/2021 → 09/2021
    Unemployed
    Fort Worth, TX
Previous Registrations
  • 2019-03-04 → 2021-05-17
    Fort Worth, TX
    Phoenix, AZ
    Lone Tree, CO
    Westlake, TX
  • 2012-12-12 → 2019-02-04
    Td Ameritrade, Inc.
    Fort Worth, TX
    Westlake, TX
    Omaha, NE
    Omaha, NE
    Fort Worth, TX
    Omaha, NE
  • 2012-12-12 → 2015-02-25
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
Other Businesses

Dos Rios Audio Engineering | Not investment related | Fort Worth, TX | Electronics, Components, or Semiconductor Manufacturing | Design Engineer, Owner | 1/01/2020 | 5 hours a month, all outside market hours | Design, Build, Market, and sell Guitar Pedals and Amplifiers. Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Sr. Analyst BL Risk. Dually licensed. 05/05/2022. 21-40hrs/month. Review and evaluate interactions in regards to risk and quality of Wealth Advisors within Ally Wealth Management.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-10
S63 Uniform Securities Agent State Law Examination 2011-11-11
  • S66 Uniform Combined State Law Examination
    2012-12-10
  • S63 Uniform Securities Agent State Law Examination
    2011-11-11
Other Names
  • Colton Knowles

View on SEC IAPD

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