Best Investors Account Sign in

Tamika Nashae Byrd

LPl Financial LLC

Tempe, AZ

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-08-28
  • AZ RA
    APPROVED
    Since 2024-08-28

Branch Locations

500 E. Rio Salado Pkwy Building 4, Floor 3, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Contractor Phoenix AZ 10/2013 09/2023
Massachusetts Mutual Life Insurance Company Springfield MA 04/2014 05/2018
Mml Investors Services Llc Phoenix AZ 04/2014 05/2018
Mml Strategic Distributors Llc Phoenix AZ 04/2014 05/2018
Morgan Stanley Gilbert AZ 06/2018 02/2023
Figure Technologies, Inc. San Francisco CA 02/2023 07/2023
Figure Securities, Inc. San Francisco CA 02/2023 07/2023
Rbc Capital Markets, Llc Phoenix AZ 09/2023 08/2024
Lpl Financial Llc Tempe AZ 08/2024 Present
  • 10/2013 → 09/2023
    Independent Contractor
    Phoenix, AZ
  • 04/2014 → 05/2018
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 04/2014 → 05/2018
    Mml Investors Services Llc
    Phoenix, AZ
  • 04/2014 → 05/2018
    Mml Strategic Distributors Llc
    Phoenix, AZ
  • 06/2018 → 02/2023
    Morgan Stanley
    Gilbert, AZ
  • 02/2023 → 07/2023
    Figure Technologies, Inc.
    San Francisco, CA
  • 02/2023 → 07/2023
    Figure Securities, Inc.
    San Francisco, CA
  • 09/2023 → 08/2024
    Rbc Capital Markets, Llc
    Phoenix, AZ
  • 08/2024 → Present
    Lpl Financial Llc
    Tempe, AZ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-15
S63 Uniform Securities Agent State Law Examination 2000-12-15
  • S65 Uniform Investment Adviser Law Examination
    2018-09-15
  • S63 Uniform Securities Agent State Law Examination
    2000-12-15

View on SEC IAPD

Other Firms

OLIVE STREET INVESTMENT ADVISERS, LLC
EDWARD JONES
J.P. MORGAN SECURITIES LLC
U.S. BANCORP ADVISORS, LLC
AQUILANT ADVISORS
ATROPOS CAPITAL MANAGEMENT, LLC
VIAGEM, LLC
MRM GROUP

Other Investors

David Erick Rosendahl
Teresa Valencia Schlafly
Sheree Louise Drake
AMY MARIE STARZYK
ANN MARIE OVERCASH
Stephen Wayne Barbour
JEREMY JOSEPH THARP
ANTHONY ALFRED OCCHINO

Other Offices

OLIVE STREET INVESTMENT ADVISERS, LLC · ST. LOUIS, MO
EDWARD JONES · ST. LOUIS, MO
J.P. MORGAN SECURITIES LLC · Des Peres, MO
U.S. BANCORP ADVISORS, LLC · Des Peres, MO
LPL FINANCIAL LLC · DES PERES, MO
AQUILANT ADVISORS · ST. LOUIS, MO
ATROPOS CAPITAL MANAGEMENT, LLC · ST. LOUIS, MO
VIAGEM, LLC · ST. LOUIS, MO

More in Tempe, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor