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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-28
WI RA APPROVED 2016-08-12
  • TX RA
    APPROVED_RES
    Since 2020-10-28
  • WI RA
    APPROVED
    Since 2016-08-12

Branch Locations

Sparta, WI • United States

802 Superior Ave, Tomah, WI 54660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Tomah WI 08/2016 03/2020
Ameriprise Financial Services, Llc Tomah WI 03/2020 Present
Previous Registrations
Other Businesses

Board of Directors; First United Methodist Church; Chair of Finance Committee; 1105 Butts Ave. Tomah, WI 54660, ,; ; 01/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours / Tomah Area Credit Union; Board Member; 940 N. Superior Ave.Tomah, Wi. 54660, ,; ; 10/30/2017; 1 to 9 hours per month; 1 to 9 during trading hours / Families First; Board Member; 802 Superior Ave., , Tomah, WI, 54660; Not Investment-Related; 02/01/2022; 1 to 9 hours per month; 0 during trading hours / Rotary International District 6250; District Governor 2027-2028; 7628 Jackpine Ave., , Sparta, WI, 54656; Not Investment-Related; 05/14/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-06
  • S66 Uniform Combined State Law Examination
    2007-11-06
Other Names
  • Martha Ellen Karnes

View on SEC IAPD

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