Richard Walter Fairchild

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-09-29

TX RA
APPROVED

Since 2023-09-29

Branch Locations

2121 North Pearl Street Suite 500, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Llc	Dallas	TX	11/2011	09/2023
City National Bank	Dallas	TX	09/2018	09/2023
Morgan Stanley Smith Barney Llc	Dallas	TX	09/2023	Present
Morgan Stanley Private Bank, N.A	New York	NY	10/2023	Present

11/2011 → 09/2023

Rbc Capital Markets Llc

Dallas, TX
09/2018 → 09/2023

City National Bank

Dallas, TX
09/2023 → Present

Morgan Stanley Smith Barney Llc

Dallas, TX
10/2023 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2011-11-01 → 2023-10-11

Rbc Capital Markets, Llc

Dallas, TX
2007-08-13 → 2011-11-02

Morgan Keegan & Company, Llc

Dallas, TX

Other Businesses

(1) Frio SWD LLC / Addison, TX / Salt Water Disposal Company / Start 19-May-2014 / Non-Investment Related / Passive Owner / No Duties Performed / 0 hours devoted per month / 0 during trading hours. *572095- Summit 7 Ventures LLC; Investment related: Yes; Dallas, Texas; Investment/Finance/Banking; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2009; During business hours: 0; After business hours: 1; Investment Decisions/Advice (3) *572112 - Dallas Ecological Foundation DBA Outdoors Tomorrow Foundation; Investment related: No; Southlake, Texas; Children/Youth; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 06/2017; During business hours: 0; After business hours: 5; general input on direction of the foundation (4) The Aradius Group / Omaha, NE / printing and marketing business / Start 01-October-2020 / Board of Directors / pro bono service on board of directors to represent my wife's family / 0 hours devoted per month / 0 during trading hours. *572114- Aradius Group; Investment related: No; Omaha, Nebraska; Manufacturing; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 01/2023; During business hours: 0; After business hours: 2; general business direction input

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-08-10

S66 Uniform Combined State Law Examination

2007-08-10

Designations

Chartered Financial Analyst

Other Names

Ricky Walter Fairchild
Richard Walter Fairchild

View on SEC IAPD