Seth Christian Owen

Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 10/2016
  Jjb Hilliard Wl Lyons Llc
  Louisville, KY
• 10/2016 → 03/2019
  Jjb Hilliard Wl Lyons Llc
  Louisville, KY
• 03/2019 → 11/2021
  Private Client Services
  Louisville, KY
• 12/2021 → Present
  D.A. Davidson & Co.
  Prospect, KY

Previous Registrations

• 2019-03-07 → 2021-11-19
  Private Client Services, Llc
  Louisville, KY
• 2012-06-11 → 2019-03-11
  J.J.B. Hilliard, W.L. Lyons, Llc
  Louisville, KY
• 2011-02-18 → 2012-05-22
  Pnc Wealth Management Llc
  Louisville, KY
• 2009-03-25 → 2009-04-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL

Exams

• S66 Uniform Combined State Law Examination
  2008-04-29

Other Names

• Seth Christian Owen
• Seth C Owen
• Seth Owen