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Karl Brunner Williams

LPl Financial LLC

Fort Mill, SC

Charlotte, NC

CRD 4144732

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-01-09
NC RA APPROVED 2025-01-07
  • SC RA
    APPROVED
    Since 2025-01-09
  • NC RA
    APPROVED
    Since 2025-01-07

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc Meriden CT 09/2015 12/2024
Lpl Financial Llc Fort Mill SC 01/2025 Present
  • 09/2015 → 12/2024
    Infinex Investments, Inc
    Meriden, CT
  • 01/2025 → Present
    Lpl Financial Llc
    Fort Mill, SC
Previous Registrations
  • 2015-09-08 → 2024-12-20
    Osaic Institutions, Inc.
    Charlotte, NC
    Charlotte, NC
    Meriden, CT
    Meriden, CT
    Meriden, CT
    Napa, CA
    Meriden, CT
  • 2011-02-04 → 2015-09-21
    Lpl Financial Llc
    Charlotte, NC
    Fort Mill, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-26
S63 Uniform Securities Agent State Law Examination 2001-03-26
  • S65 Uniform Investment Adviser Law Examination
    2009-12-26
  • S63 Uniform Securities Agent State Law Examination
    2001-03-26

View on SEC IAPD

Nearby Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
BELLEAIR WEALTH MANAGEMENT, LLC
WEALTHCARE ADVISORY PARTNERS LLC

Nearby Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN

Nearby Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC

More in Fort Mill, SC

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