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Caitlin Therese Borton

Gasaway Investment Advisors, Inc.

Kalamazoo, MI

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Current Employers
Gasaway Investment Advisors, Inc.

7110 Stadium Drive, Kalamazoo, MI 49009 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-12-02
  • MI RA
    APPROVED
    Since 2021-12-02

Branch Locations

7110 Stadium Drive, Kalamazoo, MI 49009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oak Point Financial Group Portage MI 02/2014 06/2017
Lpl Financial, Llc Portage MI 02/2014 01/2019
Cx Institutional Portage MI 04/2018 01/2019
Ameriprise Financial Services, Inc Kalamazoo MI 01/2019 04/2020
Unemployed Portage MI 04/2020 07/2020
Gasaway Investment Advisors, Inc Kalamazoo MI 07/2020 Present
  • 02/2014 → 06/2017
    Oak Point Financial Group
    Portage, MI
  • 02/2014 → 01/2019
    Lpl Financial, Llc
    Portage, MI
  • 04/2018 → 01/2019
    Cx Institutional
    Portage, MI
  • 01/2019 → 04/2020
    Ameriprise Financial Services, Inc
    Kalamazoo, MI
  • 04/2020 → 07/2020
    Unemployed
    Portage, MI
  • 07/2020 → Present
    Gasaway Investment Advisors, Inc
    Kalamazoo, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-02
S63 Uniform Securities Agent State Law Examination 2011-10-17
  • S65 Uniform Investment Adviser Law Examination
    2021-12-02
  • S63 Uniform Securities Agent State Law Examination
    2011-10-17
Other Names
  • Caitlin Therese Vanalstine
  • Caitlin Therese Borton

View on SEC IAPD

Other Firms

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MORGAN STANLEY
AMERIPRISE FINANCIAL SERVICES, LLC
LPL FINANCIAL LLC
LONG ROAD INVESTMENT COUNSEL, LLC
FIFTH THIRD SECURITIES, INC.
EQUITABLE ADVISORS, LLC
J.P. MORGAN SECURITIES LLC

Other Investors

THOMAS J SCAMPINI
ROBERT F TIGHE
Matthew Adam Kokinis
Kristyn Marie Powers
RANDY BETTICH
DAVID PHILLIP GRALL
MICHELLE LYNDA COPENHAVER
SCOTT MATTHEW HEWITT

Other Offices

SLEEPING GIANT CAPITAL, LLC · KALAMAZOO, MI
MORGAN STANLEY · KALAMAZOO, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Kalamazoo, MI
LPL FINANCIAL LLC · KALAMAZOO, MI
LPL FINANCIAL LLC · KALAMAZOO, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Kalamazoo, MI
LONG ROAD INVESTMENT COUNSEL, LLC · KALAMAZOO, MI
FIFTH THIRD SECURITIES, INC. · KALAMAZOO, MI

More in Kalamazoo, MI

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