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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-12-08 |
| DC | RA | APPROVED | 2007-04-02 |
| MD | RA | APPROVED | 2006-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Washington | DC | 12/2006 | Present |
| Bank Of America,N.A. | Washington | DC | 06/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-30 |
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