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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-24
  • TX RA
    APPROVED_RES
    Since 2023-02-24

Branch Locations

50 Rowes Wharf 4Th Floor, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mizuho Securities Usa Inc New York NY 07/2016 04/2017
Goldman Sachs & Co Llc Boston MA 07/2017 02/2023
J.P. Morgan Securities Llc Boston MA 02/2023 Present
Jpmorgan Chase Bank, N.A. Boston MA 02/2023 Present
Unemployed Boston MA 05/2017 06/2017
Beechwood Llc Dorchester MA 02/2020 Present
740 E. 3Rd Llc Boston MA 12/2020 Present
24 Forest Hills Jamaica Plain MA 05/2018 Present
58 Forest Hills Jamaica Plain MA 03/2023 Present
70 O St. Llc South Boston MA 04/2023 Present
Regiment Llc Boston MA 08/2017 Present
213 W Eighth St Llc Boston MA 06/2023 Present
910 E 4Th Street South Boston Boston MA 07/2023 Present
788 Properties Llc Boston MA 08/2023 Present
Hermitage Property Management Boston MA 08/2023 06/2025
289 Chestnut Ave Llc Boston MA 10/2023 Present
853 East 1St Street, South Boston Ma 02127 South Boston ME 05/2024 Present
29 Magnolia Llc Boston MA 12/2024 Present
Colebrook Street Llc Boston MA 01/2025 Present
178 L Street Llc South Boston MA 07/2025 Present
218 West 8Th Street Llc South Boston MA 08/2025 Present
287 West 5Th Street Llc Boston MA 08/2025 Present
283 West 5Th Llc South Boston MA 08/2025 Present
47 Old Harbor Llc Boston MA 08/2025 Present
  • 07/2016 → 04/2017
    Mizuho Securities Usa Inc
    New York, NY
  • 07/2017 → 02/2023
    Goldman Sachs & Co Llc
    Boston, MA
  • 02/2023 → Present
    Boston, MA
  • 02/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Boston, MA
  • 05/2017 → 06/2017
    Unemployed
    Boston, MA
  • 02/2020 → Present
    Beechwood Llc
    Dorchester, MA
  • 12/2020 → Present
    740 E. 3Rd Llc
    Boston, MA
  • 05/2018 → Present
    24 Forest Hills
    Jamaica Plain, MA
  • 03/2023 → Present
    58 Forest Hills
    Jamaica Plain, MA
  • 04/2023 → Present
    70 O St. Llc
    South Boston, MA
  • 08/2017 → Present
    Regiment Llc
    Boston, MA
  • 06/2023 → Present
    213 W Eighth St Llc
    Boston, MA
  • 07/2023 → Present
    910 E 4Th Street South Boston
    Boston, MA
  • 08/2023 → Present
    788 Properties Llc
    Boston, MA
  • 08/2023 → 06/2025
    Hermitage Property Management
    Boston, MA
  • 10/2023 → Present
    289 Chestnut Ave Llc
    Boston, MA
  • 05/2024 → Present
    853 East 1St Street, South Boston Ma 02127
    South Boston, ME
  • 12/2024 → Present
    29 Magnolia Llc
    Boston, MA
  • 01/2025 → Present
    Colebrook Street Llc
    Boston, MA
  • 07/2025 → Present
    178 L Street Llc
    South Boston, MA
  • 08/2025 → Present
    218 West 8Th Street Llc
    South Boston, MA
  • 08/2025 → Present
    287 West 5Th Street Llc
    Boston, MA
  • 08/2025 → Present
    283 West 5Th Llc
    South Boston, MA
  • 08/2025 → Present
    47 Old Harbor Llc
    Boston, MA
Other Businesses

Entity Name: 95 Auckland Investment related: No Address: Dorchester, MA Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 02/20/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Real estate investment Entity Name: 23 Burr Street Investment related: No Address: 23 Burr St, Jamaica Plain, MA 02130 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 02/20/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Real estate Entity Name: Real Estate Investment related: No Address: Boston, MA Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 10/29/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Real estate investment Entities 287 West 5th Street LLC 218 West 8th Street LLC 178 L Street LLC Colebrook Street LLC 853 East 1st Street 289 Chestnut Ave LLC 788 Properties LLC 910 E 4th Street 213 W Eighth St LLC Beechwood LLC 740 E. 3rd LLC 24 Forest Hills 58 Forest Hills 70 O St. LLC Regiment LLC 29 Magnolia LLC 283 West 5th LLC 47 Old Harbor LLC Position: Owner/Partner for all entities Address: Addresses include various locations in Boston, South Boston, Dorchester, Jamaica Plain, and some listed as Private. Details: 18 entities are related to Real Estate, either as investment properties, ownership in LLCs, or holding real estate with partners or family. Investment Related: None of the entities are investment related for securities purposes. Hours Dedicated: 0-10 hours per week for each entity Trading Hours: 0 hours during securities trading hours for each entity Duties: Duties across all entities include real estate investing, property ownership, holding properties in LLCs, and co-owning properties with partners or family. Activities are passive, with no active management or trading involved.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-20
S63 Uniform Securities Agent State Law Examination 2010-03-23
  • S66 Uniform Combined State Law Examination
    2017-09-20
  • S63 Uniform Securities Agent State Law Examination
    2010-03-23
Other Names
  • Brent G Herbert
  • Brent Gregory Herbert

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