Jessica L Penza

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 04/2026
  Ubs Financial Services Inc.
  Columbus, OH
• 04/2026 → Present
  Raymond James & Associates
  Dublin, OH

Previous Registrations

• 2014-02-06 → 2026-04-30
  Ubs Financial Services Inc.
  Columbus, OH
  New Albany, OH
  Columbus, OH
  Lewis Center, OH
• 2008-02-13 → 2014-02-07
  Wells Fargo Clearing Services, Llc
  Columbus, OH

Other Businesses

Ohio Notary, 04/23/2024, Notary Public for Ohio, no, no, no, no, no, no, 0 Hours, 0 hours during business hours, 0 hours during trading hours, no.

Exams

• S66 Uniform Combined State Law Examination
  2008-03-12

Designations

• Certified Financial Planner

Other Names

• Jessica L Stringer