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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-23 |
| OH | RA | APPROVED | 2017-02-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Cleveland | OH | 06/2007 | 01/2017 |
| Raymond James Financial Services, Inc. | Mentor | OH | 02/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Mentor | OH | 02/2017 | Present |
| Carver Financial Services | Mentor | OH | 02/2017 | 12/2024 |
(1)Name of Business: Carver Financial Services, LLC Address: 7473 Center St, Mentor, OH, 44060-5803, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Minority Owner (2)Name of Business: Chatterjee Family Management LLC Address: 10301 Karaboo Trail, Concord Township, OH, 44077, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 09/18/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Family Management Holding Company. (3)Name of Business: Deep Investments, LLC Address: 10301 Karaboo Trail, Concord Township, OH, 44077, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/01/2025 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Holding Company for Carver Financial Services, LLC Shares
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-27 |
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