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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-03-11 |
Branch Locations
400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States
Manhattan Beach, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo | Charlotte | NC | 07/2012 | 04/2019 |
| Bank Of America (Merrill Lynch, Pierce, Fenner & Smith, Inc.) | Los Angeles | CA | 05/2019 | 02/2021 |
| Capital Group Companies (American Funds Distributors, Inc..) | Los Angeles | CA | 03/2021 | 01/2026 |
| Capital Group/ Capital Client Group, Inc. | Los Angeles | CA | 01/2026 | Present |
Name of the other business: Beach Cities Internal Medicine / Is the business Investment Related: No / The address of the other business: Torrance, CA, 90505 / The nature of the other business: Medical Practice, Primary Care / Your position/title: Administrative Assistant / Start date: effective immediately / The number of hours/month you devote to the other business: 2-4 hours a month total, only on weekends / The number of hours during securities trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-23 |
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