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Artemio Garza

J.P. Morgan Securities LLC

Corona, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-24
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-24
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

140 West Ontario Avenue, Ste. 106, Corona, CA 92882 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A Corona CA 10/2012 Present
Jpmorgan Securities, Llc Corona CA 10/2012 Present
  • 10/2012 → Present
    Jpmorgan Chase Bank, N.A
    Corona, CA
  • 10/2012 → Present
    Jpmorgan Securities, Llc
    Corona, CA
Previous Registrations
  • 2009-10-21 → 2012-10-01
    Chase Investment Services Corp.
    Riverside, CA
    Riverside, CA
    Riverside, CA
    Riverside, CA
    Corona, CA
    Riverside, CA
    Corona, CA
  • 2009-04-14 → 2009-10-15
    Edward Jones
    St Louis, MO
    Moreno Valley, CA
    Redlands, CA
  • 2007-11-13 → 2009-02-12
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Ontario, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-10
  • S66 Uniform Combined State Law Examination
    2007-11-10
Other Names
  • Tim Garza
  • Artemio Garza
  • Tim Garza
  • Artemio Garza

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · CORONA, CA
EDWARD JONES · CORONA, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Corona, CA
TRILOGY CAPITAL, INC. · Corona, CA
TRILOGY CAPITAL, INC. · Corona, CA
TRILOGY CAPITAL, INC. · Corona, CA
TRILOGY CAPITAL, INC. · CORONA, CA
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