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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-06-07 |
Branch Locations
1604 E Main St, Spartanburg, SC 29307 • United States
901 Main St Central Business Review Unit, Dallas, TX 75202 • United States
Desoto, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch,Pierce,Fenner & Smith Incorporated | Dallas | TX | 04/2013 | Present |
I*135607 For profit or not for profit: For-Profit Organization Name of outside business organization: DBA Always Smile 1st Apparel and Design Investment related: N Address of business: Desoto, Texas 75115 Nature of business: Family Business, Position, title, association: Owner, Start date of relationship: 1/19/2021 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Purpose is to design and sale apparel and home decor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-21 |
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