Nicole Ann Gilbert

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → 09/2019
  Massmutual Life Insurance Company
  San Diego, CA
• 02/2013 → 09/2019
  Mml Investors Services, Llc
  San Diego, CA
• 09/2019 → Present
  Lpl Financial
  La Mesa, CA

Previous Registrations

• 2013-02-28 → 2019-10-10
  Mml Investors Services, Llc
  La Jolla, CA
  San Diego, CA
• 2009-05-18 → 2013-02-06
  Mml Investors Services, Llc
  La Jolla, CA

Other Businesses

1)06/2014 - DBA for LPL Business (entity for LPL) - ASSET PROTECTION & WEALTH MANAGEMENT - 100% - INVESTMENT RELATED - SAN DIEGO, CA 92101 2)07/2007 - NON-VARIABLE INSURANCE - ASSET PROTECTION & WEALTH MANAGEMENT - 20HRS/MO DURING TRADING - INVESTMENT RELATED - SAN DIEGO, CA 92101 3). 10/2015 - NOTARY - NICOLE GILBERT - 1HR/MO DURING TRADING - INVESTMENT RELATED - SAN DIEGO, CA 92101 4)10/2019 - THE NICHOLAS & NICOLE GILBERT REVOCABLE TRUST - CO-TRUSTEE NICOLE GILBERT - INVESTMENT RELATED - SAN DIEGO, CA 92119

Exams

• S66 Uniform Combined State Law Examination
  2007-11-27

Other Names

• Nicole Vuckovich
• Nicole Ann Vuckovich
• Nicole Ann Vuckovich