Paul Joshua Malcolm

Current Employers

Employment History

• 06/2011 → 06/2020
  Marathon Investment Programs
  Santa Barbara, CA
• 10/2011 → 01/2019
  Westward Prospect Inc. (Formerly Wilshire Capital Allocation)
  Santa Barbara, CA
• 05/2023 → Present
  Malcolm Capital Management Llc
  Sioux Falls, SD
• 07/2020 → 07/2023
  Marathon Investment Programs
  Sioux Falls, SD
• 05/2024 → Present
  Ballard Asphalt Paving And Maintenance, Inc.
  Tea, SD
• 08/2020 → 07/2023
  Westward Inc
  Sioux Falls, SD
• 10/2016 → 06/2020
  Westward Prospect Inc.
  Santa Barbara, CA
• 06/2020 → 07/2020
  Westward Prospect Inc.
  Sioux Falls, SD

Previous Registrations

• 2013-01-03 → 2022-10-19
  Marathon Investment Programs
  Santa Barbara, CA
• 2011-10-18 → 2018-12-31
  Westward Prospect Inc. Dba Seven Years Capital
  Santa Barbara, CA
• 2009-06-01 → 2011-07-01
  Morgan Stanley
  Santa Barbara, CA
• 2007-10-30 → 2009-06-01
  Citigroup Global Markets Inc.
  Santa Barbara, CA

Other Businesses

Paul Malcolm works as an administrative assistant Monday, Wednesday, and Friday from around 8:30am to 4:45pm for Ballard Asphalt Paving & Maintenance Inc. During securities trading hours, Paul Malcolm devotes around 18.5 hours to Ballard Asphalt over the course of a week. Paul Malcolm can start work for Ballard Asphalt as late as 9am leaving him time to enter trades for clients on Monday, Wednesday, and Friday in the mornings. Ballard Asphalt Paving & Maintenance does asphalt paving and maintenance. Ballard Asphalt is not an investment related business. Paul Malcolm does clerical work and assists with bidding for future jobs. Paul Malcolm is an employee of Ballard Asphalt. Ballard Asphalt is located at 27136 470th Avenue Tea, SD 57064. Paul Malcolm started working for Ballard Asphalt on 5/9/24. Paul Malcolm devotes approximately 92 hours per month to Ballard Asphalt.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-05-06
• S66 Uniform Combined State Law Examination
  2007-10-24