Richard A Kappel

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2004 → Present
  Conerstone
  Export, PA
• 01/2006 → 03/2020
  Ameriprise Financial Services
  Monroeville, PA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Monroeville, PA

Other Businesses

Business Ownership; R & B Administrative Services, LLC; Owner; Manage Ameriprise Business; 1070 Saybrook Drive, , Greensburg, PA, 15601; Investment-Related; 01/01/2026; 10 to 19 hours per month; 1 to 9 during trading hours. Board of Directors; Tau Phi Delta Fraternity, Pennsylvania State University Alpha Chapter; Board of Director 1 of 8; 427 East Fairmount Ave., , State College, PA, 16801; Not Investment-Related; 10/18/2021; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Cornerstone Ministries; Preschool Division Leader -; ; 2200 Cornerstone LaneExport, PA 15632, ,; ; ; 20 to 39 hours per month; / R & B Administrative Services, LLC; Owner; Manage advisory business; 1070 Saybrook Drive, , Greensburg, PA, 15601; Investment-Related; 01/01/2026; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2006-02-01
• S63 Uniform Securities Agent State Law Examination
  2000-05-23

Other Names

• Richard Kappel
• Richard Allen Kappel