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9753 Katy Freeway Suite 200, Houston, TX 77024 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-21 |
| MN | RA | APPROVED | 2024-04-22 |
Branch Locations
9753 Katy Freeway Suite 200, Houston, TX 77024 • United States
Maple Grove, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Minneapolis | MN | 06/2007 | 10/2018 |
| S&P Global | New York | NY | 10/2018 | 07/2019 |
| Goldman Sachs | Chicago | IL | 07/2019 | Present |
| Crossmark Distributors, Inc. | Houston | TX | 03/2024 | Present |
Owner of RMS Real Estate, LLC, a private real estate organization. Organization is not primarily engaged in investment-related activity. Organization operates out of Maple Grove, MN. Start date was February 23, 2016. Less than twenty hours per year. Duties include managing the affairs of the organization.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-20 |
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