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Abdoul Gadiry Diallo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Suwanee, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-09-18
GA RA APPROVED 2023-07-05
  • TX RA
    APPROVED_RES
    Since 2023-09-18
  • GA RA
    APPROVED
    Since 2023-07-05

Branch Locations

3165 Peachtree Pkwy, Suwanee, GA 30024 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Atlanta GA 03/2017 11/2022
Wells Fargo Clearing Services, Llc Atlanta GA 03/2017 11/2022
Unemployed Lawrenceville GA 02/2016 03/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Suwanee GA 11/2022 Present
Bank Of America, N.A. Suwanee GA 11/2022 Present
  • 03/2017 → 11/2022
    Wells Fargo Bank Na
    Atlanta, GA
  • 03/2017 → 11/2022
    Wells Fargo Clearing Services, Llc
    Atlanta, GA
  • 02/2016 → 03/2017
    Unemployed
    Lawrenceville, GA
  • 11/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Suwanee, GA
  • 11/2022 → Present
    Bank Of America, N.A.
    Suwanee, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-30
S63 Uniform Securities Agent State Law Examination 2007-08-13
  • S66 Uniform Combined State Law Examination
    2023-06-30
  • S63 Uniform Securities Agent State Law Examination
    2007-08-13
Other Names
  • Abdoul Diallo
  • Abdul Diallo

View on SEC IAPD

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