Thanhha Huu Ha

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2010-06-16

TX RA
APPROVED

Since 2010-06-16

Branch Locations

Allen, TX • United States

6800 Weiskopf Avenue, Suite 150, Mckinney, TX 75070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	06/2010	Present
Cambridge Investment Research Advisors, Inc	Fairfield	IA	06/2010	Present

06/2010 → Present

Cambridge Investment Research, Inc

Fairfield, IA
06/2010 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA

Previous Registrations

2010-03-03 → 2010-03-30

B. Riley Wealth Management

Dallas, TX
2007-10-24 → 2008-12-11

Morgan Stanley & Co. Llc

Dallas, TX

Other Businesses

1. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 152 HR/MO - 120 HR/MO TRADING. 06/16/2010 3. PINECREST FINANCIAL, 1516 Ponds Edge Dr, Allen TX 75013, United States, 06/16/2010, Owner, DBA Name, NIR, 2 HR/MO - 1 HR/MO TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-23

S66 Uniform Combined State Law Examination

2007-10-23

View on SEC IAPD