Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-03-19 |
| CA | RA | APPROVED | 2011-12-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 06/2007 | Present |
I*: 2578337 Entity Type: Fiduciary role Name of OBA: L. B. Address: San Lorenzo, CA 94580 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/09/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Power of Attorney for aunt
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-22 |
Reach out to this advisor