Joshua Michael Haney

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → 11/2016
  Wells Fargo Advisors, Llc
  Oakland, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Oakland, CA

Previous Registrations

• 2011-03-21 → 2012-04-23
  Bancwest Investment Services, Inc.
  Walnut Creek, CA
  Danville, CA
  San Ramon, CA
• 2010-06-02 → 2011-03-29
  Wells Fargo Clearing Services, Llc
  San Leandro, CA
  Oakland, CA
• 2009-11-23 → 2010-06-02
  Wells Fargo Investments, Llc
  Oakland, CA

Other Businesses

RENTAL PROPERTY, INV RELATED, MORAGA, CA, 100% OWNERSHIP WITH SPOUSE, START 12/12/2017, 2 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. CAMPOLINDO HOA, INV RELATED, MORAGA, CA, TREASURER, START 3/1/2024, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, OVERSIGHT OF OPERATING AND RESERVE ACCOUNTS, MAINTAINING FINANCIAL DOCUMENTS, AND BUDGET. | RENTAL PROPERTY - CORTE SANTA;INV RELATED; MORAGA,CA; RENTAL ;100% OWNERSHIP; START DATE: 08/06/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams

• S66 Uniform Combined State Law Examination
  2009-11-20
• S63 Uniform Securities Agent State Law Examination
  2007-09-05

Designations

• Certified Financial Planner

Other Names

• Josh Haney