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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-14 |
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
400 Meridian Centre Suite 315, Rochester, NY 14618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Rochester | NY | 07/2007 | 03/2017 |
| Mml Investors Services, Llc | Rochester | NY | 03/2017 | Present |
| Massmutual Life Insurance Co | Rochester | NY | 07/2016 | Present |
1)NAME: KRUEGER FINANCIAL GROUP, LLC, INV REL: Y ADDR: 400 MERIDIAN CENTRE, SUITE 315, ROCHESTER NY 14618, NATURE: FINANCIAL SERVICES, POSITION:FINANCIAL ADVISOR, START: 1/1/2023, NO HR/MO: 216, NO HR/MO DUR TRADING: ALL, DUTIES: MEET WITH CLIENTS REGULARLY TO DISCUSS THEIR PERSONAL FINANCES AND ASSIST THEM THROUGH RETIREMENT.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-09-26 |
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