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Omar Elmi Osman

Wells Fargo Clearing Services, LLC

Tampa, FL

St. Petersburg, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-07-20
  • FL RA
    APPROVED
    Since 2018-07-20

Branch Locations

4030 W Boy Scout Blvd Ste 150, Tampa, FL 33607 • United States

100 2Nd Ave S Ste 400N, St. Petersburg, FL 33701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Funds Distributor, Llc Menomonee Falls WI 06/2011 06/2018
Wells Fargo Clearing Services Llc Clearwater FL 06/2018 Present
Previous Registrations
Other Businesses

TBD CORP; INVESTMENT RELATED; NEWPORT BEACH, CA; AI; BUSINESS DEVELOPMENT MANAGER; 01/2025; 15 HOURS PER MONTH; NO HOURS DURING TRADING HOURS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-03-04
S63 Uniform Securities Agent State Law Examination 2011-08-26
  • S65 Uniform Investment Adviser Law Examination
    2013-03-04
  • S63 Uniform Securities Agent State Law Examination
    2011-08-26
Other Names
  • Omar Osman

View on SEC IAPD

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