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Amanda Kaye Blum

Northwestern Mutual Investment Services, LLC

Denver, CO

Milwaukee, WI

CRD 5375481

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APP_PEND_IARCE 2026-01-01
  • WI RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

Denver, CO • United States

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Uber San Francisco CA 07/2015 01/2017
Ubs Financial Services Denver CO 01/2016 04/2020
Ameriprise Financial Services, Llc Denver CO 04/2020 05/2022
Northwestern Mutual Investment Services Llc Milwaukee WI 07/2023 Present
Legends Hospitality New York NY 02/2023 01/2024
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2023 Present
Unemployed Denver CO 05/2022 02/2023
The Mom Project Chicago IL 06/2023 Present
  • 07/2015 → 01/2017
    Uber
    San Francisco, CA
  • 01/2016 → 04/2020
    Ubs Financial Services
    Denver, CO
  • 04/2020 → 05/2022
    Ameriprise Financial Services, Llc
    Denver, CO
  • 07/2023 → Present
    Northwestern Mutual Investment Services Llc
    Milwaukee, WI
  • 02/2023 → 01/2024
    Legends Hospitality
    New York, NY
  • 06/2023 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2022 → 02/2023
    Unemployed
    Denver, CO
  • 06/2023 → Present
    The Mom Project
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-15
S63 Uniform Securities Agent State Law Examination 2007-08-29
  • S66 Uniform Combined State Law Examination
    2017-12-15
  • S63 Uniform Securities Agent State Law Examination
    2007-08-29

View on SEC IAPD

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