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Daniel Joseph Esdale

Commonwealth Financial Network

Wilmington, MA

Hanover, MA

Marshfield, MA

CRD 5375371

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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2011-05-23
  • MA RA
    APPROVED
    Since 2011-05-23

Branch Locations

226 Lowell Street Suite 1-A-1, Wilmington, MA 01887 • United States

51 Mill Street Suite 2, Hanover, MA 02339 • United States

Marshfield, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 06/2007 Present
Other Businesses

1. NOTARY PUBLIC AT BRANCH LOCATION, NOT INVESTMENT RELATED. 2. FIXED INSURANCE SALES AT BRANCH LOCATION, INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-17
S63 Uniform Securities Agent State Law Examination 2007-07-16
  • S66 Uniform Combined State Law Examination
    2011-05-17
  • S63 Uniform Securities Agent State Law Examination
    2007-07-16
Designations
  • Certified Financial Planner

View on SEC IAPD

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