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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-09-21 |
| CA | RA | APPROVED | 2007-10-01 |
Branch Locations
555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States
Burlingame, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | San Francisco | CA | 06/2007 | Present |
State of California / Berkeley United States,California / No/ Anna Lee - Program Director Education / No / Member of a board committee with management or supervisory functions / / Board Member / Start Date 6/23/15-6/29/40 2) Parks & Recreation Commission for the City of Burlingame/Address : Burlingame Recreation Center, 1010 Burlingame Avenue,CA/Nature of Business: Govt. Entity/Position: As a member of the commission I will represent the interests of the broad community with respect to matters pertaining to parks and recreation./Duties: "As a member of the commission I will represent the interests of the broad community with respect to matters pertaining to parks and recreation. Chapter 3.32 PARKS AND RECREATION COMMISSION 3.32.050 Powers and duties. Subject to the approval of the city council, the parks and recreation commission shall: (a) Act in an advisory capacity to the city council, the city manager, the director of parks and recreation, in all matters of public parks and recreation, and to cooperate with other governmental agencies and with civic groups in the advancement of sound recreation planning and programming;(b) Recommend policies on recreation and park service for approval of the city council;(c) Advise the director of parks and recreation on problems of development of recreation areas, facilities, programs and improved recreation services;(d) Recommend the adoption of standards on areas, facilities, programs and financial support;(e) Make or cause to be made, periodic inventories of parks and recreation services that exist or may be needed;(f) Aid in coordinating the parks and recreation service with the programs of other governmental agencies and of voluntary organizations;(g) Review the effectiveness of the parks and recreation programs with the director of parks and recreation;(h) Interpret the policies of the city and the functions of the parks and recreation department to the public;(i) Make studies and recommend rules and regulations for adoption by the city council for the use and enjoyment of all public parks and recreational facilities, and particularly of specific recreational facilities, including, but not limited to, playgrounds, play fields, recreational centers, swimming pools, ball diamonds, basketball courts, golf facilities, boating areas and such other recreational areas and facilities as may require regulation from time to time;(j) Review the annual budget of the parks and recreation department before presentation to the city manager and make recommendations thereto to the city council and the city manager and, in the case of capital improvements, also to the planning commission.(k) Consider the issues and needs of the senior population of the city in recommending programs, policies, and facilities. (Ord. 883 § 2 (part), (1968); Ord. 1049 § 5, (1975); Ord. 1637 § 22 (part), (2000); Ord. 1655 § 5, (2001))"/START DATE: 10/7/2021/HOURS DEVOTED: No
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-27 |
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