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John Christopher Brunello

Ubs Financial Services Inc.

San Francisco, CA

Burlingame, CA

CRD 5375132

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-09-21
CA RA APPROVED 2007-10-01
  • TX RA
    APPROVED
    Since 2009-09-21
  • CA RA
    APPROVED
    Since 2007-10-01

Branch Locations

555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States

Burlingame, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Francisco CA 06/2007 Present
Other Businesses

State of California / Berkeley United States,California / No/ Anna Lee - Program Director Education / No / Member of a board committee with management or supervisory functions / / Board Member / Start Date 6/23/15-6/29/40 2) Parks & Recreation Commission for the City of Burlingame/Address : Burlingame Recreation Center, 1010 Burlingame Avenue,CA/Nature of Business: Govt. Entity/Position: As a member of the commission I will represent the interests of the broad community with respect to matters pertaining to parks and recreation./Duties: "As a member of the commission I will represent the interests of the broad community with respect to matters pertaining to parks and recreation. Chapter 3.32 PARKS AND RECREATION COMMISSION 3.32.050 Powers and duties. Subject to the approval of the city council, the parks and recreation commission shall: (a) Act in an advisory capacity to the city council, the city manager, the director of parks and recreation, in all matters of public parks and recreation, and to cooperate with other governmental agencies and with civic groups in the advancement of sound recreation planning and programming;(b) Recommend policies on recreation and park service for approval of the city council;(c) Advise the director of parks and recreation on problems of development of recreation areas, facilities, programs and improved recreation services;(d) Recommend the adoption of standards on areas, facilities, programs and financial support;(e) Make or cause to be made, periodic inventories of parks and recreation services that exist or may be needed;(f) Aid in coordinating the parks and recreation service with the programs of other governmental agencies and of voluntary organizations;(g) Review the effectiveness of the parks and recreation programs with the director of parks and recreation;(h) Interpret the policies of the city and the functions of the parks and recreation department to the public;(i) Make studies and recommend rules and regulations for adoption by the city council for the use and enjoyment of all public parks and recreational facilities, and particularly of specific recreational facilities, including, but not limited to, playgrounds, play fields, recreational centers, swimming pools, ball diamonds, basketball courts, golf facilities, boating areas and such other recreational areas and facilities as may require regulation from time to time;(j) Review the annual budget of the parks and recreation department before presentation to the city manager and make recommendations thereto to the city council and the city manager and, in the case of capital improvements, also to the planning commission.(k) Consider the issues and needs of the senior population of the city in recommending programs, policies, and facilities. (Ord. 883 § 2 (part), (1968); Ord. 1049 § 5, (1975); Ord. 1637 § 22 (part), (2000); Ord. 1655 § 5, (2001))"/START DATE: 10/7/2021/HOURS DEVOTED: No

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-27
  • S66 Uniform Combined State Law Examination
    2007-09-27
Other Names
  • John Christopher Brunello
  • John Christopher Brunello

View on SEC IAPD

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