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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-07-27 |
| KS | RA | APPROVED | 2016-06-02 |
| DE | RA | APPROVED | 2016-05-23 |
| MD | RA | APPROVED | 2016-05-13 |
| MO | RA | APPROVED | 2016-05-11 |
| VA | RA | APPROVED | 2016-05-11 |
| PA | RA | APPROVED | 2016-05-10 |
| OH | RA | APPROVED | 2016-05-09 |
| OK | RA | APPROVED | 2016-05-09 |
| TX | RA | APPROVED_RES | 2016-05-09 |
Branch Locations
8516 E 101St Suite G, Tulsa, OK 74133 • United States
Dover, DE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Globaltranz | Tulsa | OK | 01/2009 | Present |
| First Independent Advisory Services, Inc. | Tulsa | OK | 12/2009 | 12/2016 |
| Ward & Associates | Tulsa | OK | 06/2013 | Present |
| Osaic Wealth, Inc. | Jenks | OK | 11/2015 | Present |
1) GLOBALTRANZ, NON-INVESTMENT RELATED; 7107 S YALE, #328, TULSA, OK 74136; LOGISTICS; OWNER OF FRANCHISE; START DATE 01/2009; APPROXIMATELY 30 HRS/MONTH; APPROXIMATELY 30 HRS/MONTH DURING SECURITIES TRADING HOURS; RATE NEGOTIATIONS/CUSTOMER SUPPORT. APPOINTED WITH VARIOUS LIFE, ACCIDENT AND HEALTH INSURANCE COMPANIES. 2) GLOBALTRANZ POSITION: Sole Proprietor/Owner NATURE: Shipping/Logistics/Supply Chain Management INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 7 START DATE: 01/01/2009 ADDRESS: 7107 S. Yale #328, Tulsa OK 74136, United States DESCRIPTION: Managing and Servicing Freight and Logistics shipments as well as Supply Chain Management. 3) RYAN GEORGE POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2017 ADDRESS: 92 Billings Dr., Dover DE 19901, United States DESCRIPTION: Rental property manager. 4) RYAN GEORGE POSITION: Agent NATURE: Sole Proprietorship/Individual INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 01/02/2006 ADDRESS: 8516 East 101st Street, Suite G, Tulsa OK 74133, United States DESCRIPTION: Sales and Service of Fixed Insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-31 |
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