Melissa Russell

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2016-12-08

MI RA
APPROVED

Since 2016-12-08

Branch Locations

One Northwestern Plaza 28411 Northwestern Highway, Southfield, MI 48034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	East Lansing	MI	05/2009	11/2016
Stifel Nicolaus & Co Inc	Southfield	MI	12/2016	Present
Wells Fargo Clearing Services, Llc	East Lansing	MI	11/2016	12/2016

05/2009 → 11/2016

Wells Fargo Advisors Llc

East Lansing, MI
12/2016 → Present

Stifel Nicolaus & Co Inc

Southfield, MI
11/2016 → 12/2016

Wells Fargo Clearing Services, Llc

East Lansing, MI

Previous Registrations

2009-12-09 → 2016-12-15

Wells Fargo Clearing Services, Llc

East Lansing, MI

East Lansing, MI

Flint, MI

Northville, MI

Other Businesses

1. State of Michigan; 28411 Northwestern Highway Southfield MI 48034; Notary Public; Notarize Documents for Stifel Clients; affiliation started 08/19/2013; 1.0 hour per month; during securities trading hours; not investment-related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-12-08

S66 Uniform Combined State Law Examination

2009-12-08

Other Names

Melissa Elizabeth Phillips

View on SEC IAPD