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Denise Peltier Rasicot

Ubs Financial Services Inc.

Delray Beach, FL

Boca Raton, FL

New Haven, CT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-01-18
CT RA APPROVED 2010-04-21
  • FL RA
    APPROVED
    Since 2019-01-18
  • CT RA
    APPROVED
    Since 2010-04-21

Branch Locations

Delray Beach, FL • United States

1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States

1 Century Tower 265 Church Street Suite 1102, New Haven, CT 06510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc New Haven CT 04/2010 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-20
  • S66 Uniform Combined State Law Examination
    2008-06-20
Other Names
  • Denise Peltier
  • Denise Rasicot

View on SEC IAPD

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