Mark David Malcein

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2008 → Present
  Gwn Securities Inc.
  Palm Beach Gardens, FL

Other Businesses

INSURANCE BUSINESS POSITION: FINANCIAL ADVISOR OFFERING INSURANCE NATURE: INSURANCE INVESTMENT RELATED: NO NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 06/02/2009 ADDRESS: 1525 FARADAY AVENUE, SUITE 140, CARLSBAD CA 92008 DESCRIPTION: I OFFER INSURANCE TO MY CLIENTS, HOWEVER MY ASSISTANT MANAGES THE UNDERWRITING PROCESS WHICH ALLOWS ME TO FOCUS ON MY RESPONSIBILITIES AS A FINANCIAL ADVISOR. REAL ESTATE RENTAL POSITION: Landlord NATURE: Real estate rental INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2017 ADDRESS: 19 Croton Road, Wayne PA 19087, United States DESCRIPTION: As the landlord, I am responsible for the maintenance of the properties and managing the business responsibilities of each property. KADES MARGOLIS, Is Investment Related, DBA, Financial Professional, 06/10/2008,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-04-02
• S63 Uniform Securities Agent State Law Examination
  2007-09-15

Designations

• Certified Financial Planner