Ann Kay Slechta

Current Employers

Employment History

• 08/2011 → 08/2019
  Principal Life Ins Co
  Carroll, IA
• 09/2012 → 08/2019
  Heartland Financial Resource Group
  Carroll, IA
• 12/2018 → Present
  Slate Wealth Management, Llc.
  Carroll, IA
• 03/2016 → 08/2019
  Principal Securities Inc
  Carroll, IA
• 08/2019 → Present
  Lpl Financial
  Carroll, IA
• 02/2024 → Present
  Gladstone Wealth Partners
  Carroll, IA

Previous Registrations

• 2011-09-07 → 2019-09-06
  Principal Securities, Inc.
  Carroll, IA
  Jefferson, IA
  Carroll, IA
  Jefferson, IA
• 2009-01-14 → 2011-08-11
  Money Concepts Capital Corp
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
  Westside, IA
• 2007-11-19 → 2009-01-13
  Ubs Financial Services Inc.
  Sioux City, IA

Other Businesses

1) 07/2015 - Real Estate Rental - CRP LAND - 0% - INVESTMENT RELATED - CARROLL, IA 2) 08/2012 - NON-VARIABLE INSURANCE - SLATE WEALTH MANAGEMENT - 10% - INVESTMENT RELATED - CARROLL, IA 51401 3) 08/2019 - DBA for LPL Business (entity for LPL business) - Slate Wealth Management - 100% - INVESTMENT RELATED - CARROLL, IA 51401 4) 08/2012 - OTHER-FARM - ANN & DAVID SLECHTA FARMS - 1% - NOT INVESTMENT RELATED - CARROLL, IA 51401 5) 12/9/2021 - Slate Back 40, LLC - Investment Related - 710 Simon Avenue Carroll, IA 51401 - Real Estate Rental - Start Date: 12/1/2021 - 5 Hours Per Month/0 Hours During Securities Trading - Property management company. 6) 09/14/2022 - Slate Insurance Agency - Investment Related - At Reported Business Location(s) - Insurance Agency - Owner, Insurance Agent - Start Date - 08/01/2022 - 15 Hours Per Month/10 Hours During Securities Trading 7) 02/15/2024 -Silverleaf Wealth Management - INV REL - At Reported Business Location(s) - Start Date 02/01/2024 - 160 hours a month/ 4 hours during securities trading. 8) 02/22/2024 - Gladstone Intitutional Advisory - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 02/01/2024 - 40 Hours Per Month/ 5 Hours During Trading - I provide investment advisory services through Gladstone Institutional Advisory, an independent investment advisor firm. I started this business activity in 2/2024. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9) 04/12/2024 - Slate Wealth Management, LLC - Non-Inv Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started: 3/1/2019 - 2 Hrs/Mo; 1 Hr During Trading. 10) 03/12/2026-Carroll Iowa School District-Girls Golf Coach-Coach/ Sports/ Fitness-Not inv related-At Carroll, IA-Start date 03/16/2026-60hrs/mth-10hrs/mth during trading

Exams

• S66 Uniform Combined State Law Examination
  2007-11-17

Other Names

• Ann Kay Slater