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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2017-04-19 |
| MA | RA | APPROVED | 2011-12-08 |
Branch Locations
800 South Main Street Suite 105A, Mansfield, MA 02048 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Norwood | MA | 06/2007 | Present |
| Pavento Ratcliffe Renzi Co Llc | Franklin | MA | 09/2008 | 08/2020 |
| Melissa Gilroy Cpa | Westwood | MA | 09/2021 | Present |
1. MELISSA GILROY CPA POSITION: Audit Manager NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 09/01/2020 ADDRESS: 80 Greenacre Rd, Westwood MA 02090, United States DESCRIPTION: Auditing, tax preparation 2. ANDREA HOTTLEMAN POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2010 ADDRESS: 15 Lincoln Rd, Mansfield MA 02048, United States DESCRIPTION: Preparation of approximately 50 tax returns for clients related to Hottleman and Associates Bookkeeping for 5 clients 3. D/B/A HOTTLEMAN AND ASSOCIATES POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 08/01/2008 ADDRESS: 800 South Main Street, Suite 105A, Mansfield MA 02048, United States DESCRIPTION: Provide financial advisory and wealth management services for individuals and families 4. I AM A CONTRACTOR OF PAVENTO, RATCLIFFE, RENZI & CO LLC POSITION: Other - Accountant NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/20/2021 ADDRESS: 391 East Central Street, Unit 8A, Franklin MA 02038, United States DESCRIPTION: Work at a public accounting firm preparing individual tax returns during tax season
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-21 |
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