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Stephen Matthew Smoragiewicz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Short Hills, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-05
NJ RA APPROVED 2020-01-13
  • TX RA
    APPROVED
    Since 2020-02-05
  • NJ RA
    APPROVED
    Since 2020-01-13

Branch Locations

51 John F Kennedy Pkwy, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bnp Paribas Securities Corp. New York NY 08/2010 10/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Short Hills NJ 11/2019 Present
Unemployed Summit NJ 11/2018 10/2019
Bank Of America, N.A. Short Hills NJ 01/2020 Present
  • 08/2010 → 10/2018
    Bnp Paribas Securities Corp.
    New York, NY
  • 11/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Short Hills, NJ
  • 11/2018 → 10/2019
    Unemployed
    Summit, NJ
  • 01/2020 → Present
    Bank Of America, N.A.
    Short Hills, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-03
S63 Uniform Securities Agent State Law Examination 2003-04-23
  • S66 Uniform Combined State Law Examination
    2020-01-03
  • S63 Uniform Securities Agent State Law Examination
    2003-04-23
Other Names
  • Stephen Matthew Smoragiewicz
  • Stephen Smoragiewicz

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · SHORT HILLS, NJ
RIDGEWOOD INVESTMENTS · SPRINGFIELD, NJ
J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ
DORCHESTER ADVISORS LLC · SHORT HILLS, NJ
ESTEE ADVISORS LLC · SHORT HILLS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ
UNITED SUCCESS WEALTH MANAGEMENT · SHORT HILLS, NJ
TRANSAMERICA FINANCIAL ADVISORS, LLC · SHORT HILLS, NJ

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